Civil Enforcement Information - UniCredit Bank Austria AG (Settlement 2 of 3 in web post)

Date issued: Apr. 15 2019

You've hit a wall. Sign in if you have an account, learn more about TURBOFAC and subscription options, or purchase access to the text of the document on this page, the native .pdf file, and the associated TURBOFAC original commentary.
TURBOFAC is a module of the compliance platform OverRuled. To learn more about OverRuled, visit www.overruled.com.

TURBOFAC Commentary (734 words)

Notes:

1) This is the second of three separate settlement agreements pertaining to UniCredit entities. Comments are broken apart by entity fined. See:

* Civil Enforcement Information - UniCredit Bank AG (Settlement 1 of 3 in web post)
* Civil Enforcement Information - UniCredit Bank Austria AG (Settlement 2 of 3 in web post)
* Civil Enforcement Information - UniCredit S.p.A. (Settlement 3 of 3 in web post)

2) Further factual information provided in:

* Settlement Agreement (OFAC) - UniCredit Bank Austria AG
* Deferred Prosecution Agreement - UniCredit Bank Austria AG

3) The UniCredit S.p.A and UniCredit Bank Austria AG settlement agreements are the first in which the “helpline and communication channels for whistleblowers” element appears. It remains to be seen whether this becomes a...